Compliance Dashboard

Compliance Solutions
Centralized compliance monitoring and reporting platform for regulated financial services firms.

Provided Technologies

Laravel Vue.js MySQL Redis TypeScript

A comprehensive compliance management system providing real-time monitoring, automated reporting, and audit trail capabilities for FCA-regulated businesses. The platform centralizes compliance operations and reduces manual oversight burden.

The Challenge

Our client's compliance team was drowning in manual processes—spreadsheets for transaction monitoring, email-based escalations, and quarterly reporting that took weeks to compile. They needed a system that could automate routine compliance tasks while providing the visibility regulators expect.

Technical Architecture

The platform ingests transaction data from multiple source systems via real-time APIs and batch imports. A rules engine evaluates each transaction against configurable thresholds, automatically flagging suspicious activity and routing cases to appropriate reviewers.

Key Features

  • Real-time transaction monitoring with ML-enhanced detection
  • Automated SAR (Suspicious Activity Report) generation
  • Risk scoring engine with customizable parameters
  • Regulatory reporting automation (FCA, HMRC)
  • Case management workflow with SLA tracking
  • Comprehensive audit trail with tamper-evident logging

Results

False positive rate reduced by 60% through ML-enhanced rules. Quarterly reporting time reduced from 3 weeks to 2 days. The compliance team now handles 5x the transaction volume with the same headcount.

Technologies Used

Laravel, Vue.js, MySQL, Elasticsearch, Python (ML models), AWS